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The Ring and Totalitarianism
Gandalf, Aragorn, Elrond and Galadriel are Sauron's greatest foes precisely because they hold strong convictions about good and evil. The essential difference between the four fear-filled Hobbits who fled the Shire at the beginning of the story and the same four who boldly return at the end is the growth in their convictions... 

Analysis by Michael W. Perry


THE LORD OF THE RINGS
MONTHLY GUEST FEATURE: AUGUST 2004

The Ring and Totalitarianism 

This page was created on August 15, 2004
This page was last updated on May 31, 2005

The Ring and Totalitarianism
Guest Column by
MICHAEL W. PERRY

E-mail Mike


Mike Perry is a Seattle-based author, editor and publisher all rolled into one. He's interested both in reviving old books that ought to be in print (yet aren't), and in creating stimulating new books.

Mike gained international notoriety in 2002 with his legal battle with the Tolkien Estate—a battle which the plucky publisher won, and which led to the publication of Untangling Tolkien: A Chronology and Commentary for The Lord of the Rings. The column which follows is an excerpt from Mike's book, which contains plentiful and handy references for the works he cites. Untangling Tolkien is published by Inkling Books, and is available from Amazon and a host of other bookstores.

perry_1.jpg - 16347 BytesThose who want a chilling glimpse into what life under Sauron would have been like may want to read a book that was being written at the same time Tolkien was working on The Lord of the Rings. Authored by Hannah Arendt, a Jewish intellectual who fled Hitler's Germany, and entitled The Origins of Totalitarianism, it takes a grim and unblinking look at the twentieth century's two great horrors, Communism and Nazism.

In her book, Arendt made a bold claim. When the ancient Greeks listed all possible forms of government, she said, they failed to include one that has appeared only in modern times. The totalitarianism of Stalin and Hitler, she told readers, is more than an exaggerated form of "despotism, tyranny and dictatorship." At the heart of totalitarianism is a reliance on "suprahuman forces" such as the "law of History" (Communism) or the "law of Nature" (Nazism). With such an ideology anything can be justified—even the extermination of millions of innocent people. That ideology then becomes the rationale for ruling over every thought and action. The parallel with what Tolkien wrote is obvious, particularly when what Arendt said is paraphrased to read:

perry_2.jpg - 16347 BytesOne Ideology to rule them all,
One Ideology to find them,
One Ideology to bring them all
and in the darkness bind them.


Much like Tolkien, Arendt believed that the foundation for totalitarian rule rested on terror—the possibility that anyone could be branded an enemy of the State and crushed—noting: "If lawfulness is the essence of non-tyrannical government and lawlessness is the essence of tyranny, then terror is the essence of totalitarian domination." Terror exists, she explained, to allow "the force of nature or of history to race freely through mankind, unhindered by any spontaneous human action." Terror, she goes on, exists to bind all of humanity into "One Man of gigantic dimensions." Think of people so paralyzed by some great danger that they are unable to think or act independently and you get her point. She further explains:

Totalitarian government does not just curtail liberties or abolish essential freedoms; nor does it, at least to our limited knowledge, succeed in eradicating the love for freedom from the hearts of man. It destroys the one essential prerequisite of all freedom, which is simply the capacity of motion which cannot exist without space.

perry_3.jpg - 16347 BytesTo get a taste of that difference, think of the Shire as it is at the start of the story, a place where people have the room to act and think much as they please. Contrast that to the Shire after only a short time under Saruman—a place dominated by rules and those who enforce them with the threat of confinement in lockholes—a place without space.

What does Arendt tell us is the greatest enemy of a totalitarian state? Oddly enough, it centers on the most ordinary of events, the birth of a child. "From the totalitarian point of view, the fact that men are born and die can be only regarded as an annoying interference with higher forces." No matter how complete the rule, no matter how cowed into silence a people has become, each child offers the potential that, with that new birth will come someone who refuses to bow before the terror.

Her belief that humanity's hope lies in each "new birth" enabled Arndt to close perhaps the most depressing book ever written on a note of hope, as she quoted from the Christian thinker, St. Augustine, who wrote during the last years of a collapsing Roman empire.

perry_4.jpg - 16347 BytesBut there remains also the truth that every end in history necessarily contains a new beginning: this beginning is the promise, the only "message" which the end can ever produce. Beginning before it becomes a historical event, is the supreme capacity of man; politically, it is identical with man's freedom. Initium ut esset homo creatus est—"that a beginning be made man was created" said Augustine. This beginning is guaranteed by each new birth; it is indeed every man.

It is important to realize that the person whose birth she is describing is not simply someone who does not believe in the One Ideology. Mere unbelievers, she said, pose no threat. The totalitarian state needs only a few who actually believe (or pretend to believe) its ideology. For the rest, "The aim of totalitarian education has never been to instill convictions but to destroy the capacity to form any." It is enough that the great majority merely endure evil. They need not embrace it.

perry_5.jpg - 16347 BytesGandalf, Aragorn, Elrond and Galadriel are Sauron's greatest foes precisely because they hold strong convictions about good and evil. The essential difference between the four fear-filled Hobbits who fled the Shire at the beginning of the story and the same four who boldly return at the end is the growth in their convictions. That is why they do not hesitate to challenge the legitimacy of Saruman's rules and those hired to enforce them. That is why they fight and are willing to die if necessary. Someone who is not willing to die for freedom is already a slave.

For Arendt, the critical factor that prepares modern societies for totalitarian rule is loneliness or, as she puts it elsewhere, the "atomization" of society. Loneliness, she stresses, is different from solitude. In solitude we talk with ourselves, in loneliness we lose the ability to talk with anyone about what really matters. But our ability to talk with ourselves and remain sensible, she emphasizes, is dependent on our relationship to others. It is in talking to others, that we learn to talk perry_6.jpg - 16347 Byteswisely with ourselves. When a totalitarian state destroys genuine communication between people, individuals are left with no "self" with whom they can talk.

To see that in concrete terms, think of the dark nights Sam experiences on the plains of Mordor and how, in solitude, he faced the fact that his journey across that blasted landscape would be one way, ending with his death. That alone would be enough to drive some to madness and still more to despair. Only a sense of himself and his place in the world, nurtured over many years by his fellow Hobbits, enabled him to go on, giving his life on a mission that, as far as he knew, would provide him with no benefit.


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