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Saruman, Wizardry and Magic
Consider: Tolkien did not write The Fellowship of the Ring as a standalone novel; and his villain, Sauron, only comes into play in the full scope of the "trilogy." Jackson's movie, however, must work as standalone entertainment: and so it must have a viable villain. 

Analysis by Greg Wright


THE FELLOWSHIP OF THE RING
MONTHLY FEATURE: MAY 2002

Saruman, Magic and Wizardry  

This page was created on May 15, 2002
This page was last updated on May 31, 2005

Saruman, Magic and Wizardry
In April, 2004, this web page was annotated to address errors in the text. Click on highlighted text to review errata.
Why Wizards? 

Wizards are suddenly hot. I remember seeing John Boorman's version of Excalibur in 1981 and being particularly numbed by the Arthurian legend. Despite early, and memorable, performances by Gabriel Byrne, Liam Neeson and Patrick Stuart, it seemed that most audiences agreed: the whole wizard thing was just too dorky for words. Nigel Terry as King Arthur didn't help matters for post-Watergate post-Jimmygate cynics, of course; nor did memories of John Cleese's wizard "Tim" in Monty Python and the Holy Grail (1975). But suddenly, with the resurgence of interest in The Lord of the Rings, and the 21st century phenomenon called Harry Potter (among other entertainments), the concept of wizardry is once again part and parcel of our cultural fabric. So the question has frequently been raised: what is wizardry in The Lord of the Rings, what did it mean to Tolkien, and what about the movie's presentation of magic?
The first two of these questions are really very easy to address. In brief, the "powers" of Tolkien's universe have a very definite hierarchy. Eru, the One, is the supreme being, a perfect correlate to the one god of monotheistic religions. Under him are an order of created, "angelic" beings: the Ainur. Some of these, the Valar, were given the task of ordering and supervising the affairs of Arda (our Earth), and were variously described by Tolkien as analogous to the Greek gods, or Catholicism's Archangels. Others, lesser of the Ainur, followed the Valar in their work in Arda: the Maiar. These beings are of a class commonly thought of as "angels" or "demons." While not explicit in the text of LOTR, Tolkien makes it clear that Sauron himself is one of the Maiar (originally in the service of Eru, and later a follower of the rebellious Melkor), as are Balrogs and other evil spirit beings; and as are the Istari, the Wizards. So in Tolkien's world, wizards are not humans with supernatural powers; they are, in fact, supernatural beings. So in Gandalf and Saruman we have angelic representatives of the Divine: one who is faithful and one (like Milton's Lucifer, or even Lucas' Anakin Skywalker?) who has been seduced by evil.

Why Magic?

Magic is a fairly omnipresent feature of Tolkien's books. From Gandalf's perspective, some very simple "tricks" of his trade could be found in his fireworks, or in his ability to provide light for the Fellowship as they pass through Moria. One act of which he was particularly "proud," however, was the flourish he added to the flood that descended upon the Black Riders at the Ford of Bruinen. Elrond (through the power of one of the Rings crafted by Celebrimbor in ages past) controls the flow of Bruinen (not, as mentioned previously in the February feature, through the incantation delivered by Arwen in the movie), but Gandalf adds, through magic, the appearance of white stallions galloping amidst the foam of the flood. Of what nature is such magic? Is it akin to the miracles performed by Jesus in the Bible, like raising Lazarus from the dead? Not at all. Nowhere in Tolkien's fiction does any created being have the power of life over death. In his letters, Tolkien explains frequently that "magic," which is also practiced by the Elves in imitation of the Valar, is a form of Art. It is the ability to apply knowledge of things as they truly are in such a way that they become "transformed" in the eyes of the uninitiated. Middle-earth's fireworks are a perfect example: "magic" to Hobbits, but perfectly understandable to a modern audience. The mithril-inlaid gates of Moria are another: the product of the elevated craft of the Dwarves and Elves, but one whose secret has simply been lost.

Why, Then, Jackson's Saruman?

It doesn't take a genius, then, to see that Peter Jackson has taken some liberties in his presentation of Wizards and Magic in The Fellowship of the Ring. Two scenes in particular stand out. The first is the seemingly gratuitous "wizard battle" at Orthanc. While in Tolkien's book, the event happens rather peacefully (if with chagrin on Gandalf's part) it is wholly explainable within the framework of Tolkien's spiritual hierarchy: Saruman is the most powerful of the Istari, and Gandalf must yield to his powers while in his "spiritual space." In the movie, however, it seems that Jackson simply wants to present a WWF (Wizard's Wrestling Federation) scene for the more crass in his audience. Jackson's purpose, though, has more to do with narrative flow and audience satisfaction than one might think. Consider: Tolkien did not write The Fellowship of the Ring as a standalone novel; and his villain, Sauron, only comes into play in the full scope of the "trilogy." Jackson' movie, however, must work as standalone entertainment: and so it must have a viable villain. Thus it is that the facts of Gandalf's imprisonment even surface in the first installment. In the books, that subplot is not revealed until much later.

Better Understanding Jackson's Intent

For me, a second key "scene" is Saruman's creation of the Uruk-hai. In the books, Saruman's devilry all happens in the background; Jackson, however, in order to add tension to the Uruk-hai's pursuit of the Fellowship along the banks of Anduin, brings it to the foreground in all its grisly, fiendish, barbaric creativity. And this is a potential problem: because the audience may think that Jackson (and Tolkien, by extension) believe that the ability to create is a possibility through Magic; that is, that those who practice magic, such as wizards, have powers equal to that of the Creator. Tolkien was at pains to explain that Saruman's actions were a perversion of existing creation, not an original, life-giving act. Jackson's visual treatment of the event does not make that clear; indeed, perhaps the opposite. And so it is important that we distinguish Tolkien's intent from Jackson's, and realize that some "errors" that Jackson has introduced have been at the service of narrative effectiveness.

That having been said, we can safely assert, I think, that Jackson's magic is a touch more supernatural and less "artistic" in tone than Tolkien's (think again of Arwen's incantations at the Ford of Bruinen), and perhaps worthy of holding a bit more at arm's length.

LOTR Coverage Index here

E-mail Greg Wright here

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